4809 W LOVERS LN DALLAS, TX 75209 Get Directions
4809 W LOVERS LN DALLAS, TX 75209 Get Directions
VALYNDA A. EWTON - PRESIDENTValynda A. Ewton, President, Broker/Dealer Concepts, Inc. brings over 30 years of business and securities industry experience to Broker/Dealer Concepts, Inc. In December 1984, Ms. Ewton founded Broker/Dealer Concepts, Inc., a Dallas-based firm offering a broad range of services to the financial services industry including compliance and regulatory consulting. Broker/Dealers Concepts, Inc. and Ms. Ewton have assisted hundreds of broker/dealers and investment advisors to successfully complete their registration and establish themselves as a broker/dealer and/or investment advisor. After initial registration, BDC and Ms. Ewton continue to advise their clients on all aspects of their business including regulatory and compliance questions and problems. BDC and Ms. Ewton service a wide range and variety of broker/dealer and investment advisors throughout the U.S. and internationally. From a one person shop to multi million dollar corporations, Ms. Ewton's advice and consultation has been sought.BUSINESS CONSULTINGBDC's business is consulting! Regardless of the type of entity or the end user, BDC provides a wide range of advice concerning regulations, business formation and other issues which may arise. Special projects may exist such as accounting, registration, independent reviews as may be required by a regulatory body, etc. BDC helps to meet this need. Training of personnel can be provided to meet regulatory needs on a case by case basis. In addition, litigation support is supplied to various legal firms and attorneys or to our clients in conjunction with council. Whether acting as an expert witness or reviewing cases to provide guidance to legal counsel. We can provide valuable insight to how the system works. Please request additional information via our information request form under "Contact Us".
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